11/30/2021
Today’s corporate investigators are armed with modern alternatives to dumpster diving: high-tech services to uncover hidden information in transactions feed game-changing intelligence into litigation and uncover hidden assets.
11/29/2021
These amendments are detailed in the 'Consultation Conclusions on Listing Regime for Overseas Issuers' (Conclusions) – and this Update explains some of the key changes.
11/29/2021
The regulators also say it’s an attempt to make sure the financial industry isn’t used to launder ill-gotten currency, something the Treasury Department has been focusing on recently.
11/26/2021
Unlike some of those regulations, this rule is not linked to compromised consumer data.
11/26/2021
A memo submitted ahead of the board meeting noted: "The risk of reputational damage remains should the German authorities take action against the funds."
11/26/2021
The new Act on Payment Services, which transposes the European PSD2 into Icelandic law, entered into force on November 1, 2021
11/25/2021
Capital Banking Solutions has been awarded the contract for the deployment of its integrated Anti-money laundering and tax evasion solution named CapitalCompliance
11/24/2021
The final scores are mapped to corresponding buckets that determine the higher loss absorbency requirement for each G-SIB.
11/24/2021
Sachkov, 35, who founded Group-IB, one of Russia's most prominent cybersecurity firms, was arrested in September and charged with divulging state secrets, allegations he denies.
11/24/2021
Congress sought to address this issue in the Infrastructure Investment and Jobs Act (the “Act”), which was signed into law by President Biden on November 15, 2021.
11/24/2021
The agency's work focused on bolstering internal understanding and defining the regulatory parameters for each agency in the context of crypto activities.
11/23/2021
Active transition of legacy contracts remains the best way for market participants to have control and certainty over their existing arrangements.
11/22/2021
It’s not easy keeping compliant when you’re a global super app.
11/21/2021
The FCA expects firms and individuals to consider both the spirit and letter of code provisions to make sure they fully meet ‘proper standards of market conduct’.
11/19/2021
This year's awards have been expanded reflecting the growth of fintech covering a new award including "Best Crypto or Digital Asset platform/product" with Ashurst again sponsoring the Ashurst FinTech Startup of the Year award.
11/19/2021
The proposed amendments would add an audit-trail alternative.
11/18/2021
Global Proxy Voting and Shareholder Disclosure Solution Win Prestigious Asset Servicing Times Award
11/18/2021
National Security and Investment Act 2021 give ministers power to halt M&As
11/17/2021
This all-cash transaction valued at approximately US$15 billionincluding the assumption of debt, is expected to close in the second quarter of 2022
11/16/2021
SS&C’s Risk & Compliance Intelligence Platform to power SoFi’s anti-money laundering and compliance reporting