Managers of Wealth Fintech

Pegasystems Eyes RegTech Shortcomings

These regulatory and compliance solutions need to be able to reach across borders and ensure a seamless experience not just for the bank.

Regulator robo guidance reflects challenge to advisors

According to him, robos have stripped investment fees down to the bone – 25 to 40 basis points – putting the onus on wealth managers to justify their higher fees.

MAS: online services are burying asset management charges

Fritz, who is also a member of the Financial Services Consumer Panel, said more firms needed to consider how they presented information to consumers.

Software licensing – ‘direct and indirect access and use’

SAP UK Limited v Diageo Great Britain Limited

Trax and Droit Partner on EMIR Eligibility and Derivatives Reporting Service

The partnership with Droit, as well as Trax's trade repository connectivity, allows Trax to provide eligibility and reporting services across the full suite of derivative reporting jurisdictions.

UK & US Fintech Working Group to explore regtech

The increasingly complex interplay, and overlapping responsibilities, between federal and state regulators also provides challenges for US financial regulators

What Do The SEC and Robo-Advisors Have In Common

Robo-advisors are a growing trend.

The Butterfly Effect of Chinese Bitcoin Regulations

The decision to cease margin lending, add fees to every trade and pausing withdrawals has led to Japan taking the lead in global bitcoin trading volume.

Robos Are Also Subject to Fiduciary Duty

The SEC releases guidance on robos, advisors aren't talking to clients enough about risk, and there may be a looming retirement crisis.

FCA and OSC sign Co-operation Agreement to support innovative businesses

The Agreement follows the creation of the FCA’s Innovation Hub in 2014 and OSC LaunchPad by the OSC in October 2016.

Allen & Overy and Baker McKenzie invest in Northern Ireland legal innovation centre

Legal service is a knowledge-led business and technology is pivotal to everything we do

Nasdaq and Borse Dubai sign market technology deal

This infrastructure renovation is expected to be completed by early 2019 and will pave the way for various enhancements in DFM, including central counterparty clearing.

Singapore considers easing VC regulations to help tech startups

Singapore is home to 153 venture capital firms

Experts call for better fintech regulation in China, Hong Kong

Chinese regulators are more careful about the risks in fintech

CBK urges banks to address digital banking challenges

Commercial Bank of Africa and the KCB Group have both partnered with telecom operator Safaricom to offer banking services.

Banking 2017: Seismic Shifts Expected

Banks will start investing in fintech and digital banks that are currently disrupting traditional banking

Why is RegTech a must-have for asset managers?

RegTech solutions can help ease the regulatory burdens faced by asset managers

Vizor Software Named ‘Technology Provider of the Year – Supervision’ at Central Banking Awards 2017

“I am delighted that Vizor has been awarded this prestigious technology award,” commented Conor Crowley, Joint CEO of Vizor Software.

DFSA Launches Second Consultation into Crowdfunding Framework to support SME Financing

The growth of this market accelerated in the wake of the 2008 financial crisis when access to traditional funding sources became constrained.

Turkish hacker behind $45m Oman, UAE cyber heists gets 8 years

Hackers targeted databases those companies maintained for prepaid debit cards

Legal,Regulation,Tax & Compliance