11/09/2017
Hermes Selects Red Deer’s MiFID II solution
The added advantage of preventing inducement across the firm.
Legal,Regulation,Tax & Compliance
11/08/2017
Planning an initial coin offering? Know what the rules are in asia
The cryptocurrency phenomenon sweeping through the internet owes much of its fame to Bitcoin.
11/07/2017
China Everbright Bank Opts for Wolters Kluwer’s OneSumX for Regulatory Reporting
This unique service is maintained by Wolters Kluwer experts who actively monitor regulation in approximately 50 countries, helping to ensure the solution is current at all times.
11/06/2017
Venture Capital, Tech and Start-ups – the Funding Frenzy in Asia
Smaller venture capital and early-stage private equity deals are also increasing.
11/06/2017
MAS to tighten cybersecurity, loosen sandbox rules
Some 20 global banks and insurers have set up innovation labs; more than 400 fintechs have settled in
11/06/2017
Old Mutual compensates couple after ‘misleading’ online information
The couple complained that Old Mutual Wealth refused to amend the website or pay compensation for the error.
11/06/2017
Charles River and OpenDoor Partner to Expand Fixed Income Liquidity Access
Under the agreement, Charles River clients will be able to participate in OpenDoor’s daily anonymous auctions from their trading blotter.
11/03/2017
BearingPoint Wins Award for Regulatory Reporting
Chartis Research, the leading provider of research and analysis on the global market for risk technology, honors BearingPoint in its new rankings report
11/03/2017
India Joins Crypto Clampdown
The cryptocurrency, which has surged more than sevenfold this year rose above the $7,000 threshold following the announcement.
11/02/2017
Advisers fear robo regulatory threat
When it comes to launching their own versions of robo-advice over the coming year – 41 per cent of advisers said they or their firm had plans to offer robo-advice solutions alongside traditional services.
11/02/2017
Global Reach of MiFID II Strikes North American Buy-Side
The report explores new data requirements and challenges around data lineage
11/02/2017
Online fraudsters use well-known company names to spread malware
The advice is to fundamentally distrust emails that arrive unsolicited, regardless of the sender.
11/02/2017
How African Regulators Are Responding to Cryptocurrency
This timeline captures the state of cryptocurrencies over four years of official statements by financial regulators on the continent.
10/31/2017
RegTek.Solutions wins Rising Star Award
The firm counts ten of the G15 banks among its client base and operates across multiple jurisdictions and asset classes, including OTC Swaps, Credit, Rates and Equity, as well as FX and Commodities trading.
10/30/2017
RBA Watching Cryptocoin Influence
The greatest potential is likely to be in sectors where workflows involve lots of different parties with no trusted central entity, and where current practices are quite inefficient.
10/30/2017
Singapore Unveils Roadmap to Raise Financial Hub Status
The ITM also aims to create 3,000 net jobs in financial services, and an additional 1,000 net jobs in the FinTech sector annually.
10/30/2017
Trax MiFID II APA and ARM Services Selected by Leading Investor and Dealer Clients
Combined APA and ARM Solution a Key Differentiator for Investor Community
10/29/2017
SAP overhauls sales practices as it faces US probe on S Africa
It is a major supplier of corporate compliance software designed to control sales practices.
10/27/2017
ASIC expands network of fintech cooperation agreements to Switzerland
‘This agreement cements an already strong relationship with FINMA, and we look forward to ongoing collaboration in the fast-paced fintech environment in both countries.’
10/25/2017
Government publishes draft legislation for testing fintech products without licence
The draft legislation and regulations states that eligible Australian fintech businesses will be able to test their products and services with up to 100 customers for a maximum period of 24 months.