10/13/2019
The complaint alleges that defendants failed to register their offers and sales of Grams, which are securities, in violation of the registration provisions of the Securities Act of 1933.
10/10/2019
FCA Guidance on Cryptoassets
10/09/2019
The bank was looking for a software that is able to keep pace with the continually changing reporting requirements
10/09/2019
The new OECD proposal brings together common elements of three competing proposals from member countries
10/09/2019
Abacus360 Banking Regulatory is a standard software for national and international prudential reporting, statistical reporting as well as granular reporting (AnaCredit) and ad-hoc reporting.
10/08/2019
The number of board nominees failing to get at least 50% support was 478 compared to 416 in the first six months of 2018.
10/06/2019
RCMP 'applauds' Marketplace's efforts, says 'more action is coming'
10/06/2019
US prosecutors call in current and former officials at lender to testify in cryptocurrency case
10/03/2019
Recently, staff members from Bank of Ireland were asked by the court to give testimony against Mark Scott, one of the most prominent figures who allegedly masterminded the fraudulent scheme.
10/03/2019
The Government’s position is that Mark Scott committed a fraud and money laundering that amounted to more than four hundred million dollars.
10/02/2019
Jordan Schwartz, Partner at ACA, says: “To effectively and efficiently meet regulatory demands and identify risk, financial services firms no longer have to rely on manual processes and unconnected data sources.
10/02/2019
UK companies will lose their database rights in the EU and should ensure there are robust contractual restrictions around any use of any databases licensed out/made publicly available to mitigate against this.
09/29/2019
Data protection law expert Ruth Maria Bousonville of Pinsent Masons, the law firm behind Out-Law, said recent fines issued by the Berlin commissioner for data protection and freedom of information are in line with the approach
09/29/2019
The economist stated digital currency “opens up a whole range of policy options.”
09/29/2019
Sajid Jamal, who leads EST Group’s venture fund, stated that the amount of capital invested is sufficient, however, it’s scattered.
09/25/2019
New rules around MiFID II’s ex-post disclosure have introduced greater transparency for investors
09/25/2019
This is the text of the speech as drafted and may differ from the delivered version. This speech was delivered at Sibos, London, 24 September 2019.
09/25/2019
The move comes as the country is working to boost competition in the banking sector, including lowering capital requirements and making the approval process easier for new banks.
09/24/2019
The ruling stems from a case in which CNIL, the French privacy regulator, fined Google around $100,000 in 2015 when it refused to comply with an order to delist information from international search results when requested.
09/23/2019
Under pressure from investors, regulators and climate activists, some big banks have acknowledged the role lenders will need to play in a rapid transition to a low-carbon economy.