Managers of Wealth Fintech

IT Risk Management practices – still fit for purpose?

A wave of change is coming that will make this challenge even more complex.

Brazil's fast-growing fintechs form groups to discuss regulation

The approach mirrors that of the United Kingdom's so-called "sand box," in which regulators have embraced simplified rules governing fintechs that are being fined-tuned as the sector grows in size and relevance.

Regulators Prepare for Innovation in Distributed Ledger Technology

The reports explain that integrating novel DLT products into existing regulatory regimes may prove challenging

DFSA Strengthens Dubai’s Financial Technology Proposition

The testing phase is a step towards the FinTech firm obtaining a full Financial Services Licence.

Brexit: The Latest Impact On Digital Business In Jersey

As we manage this change, how will the three biggest Brexit implications for the digital sector, as researched by techUK, impact Jersey – and is the way forward even a little bit clearer?

Fintech Business, Beehive, is the First Peer to Peer Lending Platform to Receive DFSA Regulation

We’re delighted to be regulated by the DFSA.

1 Bitcoin Is Now Worth More Than An Ounce Of Gold

The market capitalization of all outstanding bitcoin also surpassed $20 billion for the first time in bitcoin's history.

Societe Generale doubles down on Lombard Risk’s collateral services

"This extended partnership demonstrates the high quality of service, trustworthiness and commitment offered to our business."

Pegasystems Software Robots Help Banks Onboard Institutional Customers

When we look at industry apps and technology, no one is going to get rid of their 50 to 100 legacy systems.

Pegasystems Eyes RegTech Shortcomings

These regulatory and compliance solutions need to be able to reach across borders and ensure a seamless experience not just for the bank.

Regulator robo guidance reflects challenge to advisors

According to him, robos have stripped investment fees down to the bone – 25 to 40 basis points – putting the onus on wealth managers to justify their higher fees.

MAS: online services are burying asset management charges

Fritz, who is also a member of the Financial Services Consumer Panel, said more firms needed to consider how they presented information to consumers.

Software licensing – ‘direct and indirect access and use’

SAP UK Limited v Diageo Great Britain Limited

Trax and Droit Partner on EMIR Eligibility and Derivatives Reporting Service

The partnership with Droit, as well as Trax's trade repository connectivity, allows Trax to provide eligibility and reporting services across the full suite of derivative reporting jurisdictions.

UK & US Fintech Working Group to explore regtech

The increasingly complex interplay, and overlapping responsibilities, between federal and state regulators also provides challenges for US financial regulators

What Do The SEC and Robo-Advisors Have In Common

Robo-advisors are a growing trend.

The Butterfly Effect of Chinese Bitcoin Regulations

The decision to cease margin lending, add fees to every trade and pausing withdrawals has led to Japan taking the lead in global bitcoin trading volume.

Robos Are Also Subject to Fiduciary Duty

The SEC releases guidance on robos, advisors aren't talking to clients enough about risk, and there may be a looming retirement crisis.

FCA and OSC sign Co-operation Agreement to support innovative businesses

The Agreement follows the creation of the FCA’s Innovation Hub in 2014 and OSC LaunchPad by the OSC in October 2016.

Allen & Overy and Baker McKenzie invest in Northern Ireland legal innovation centre

Legal service is a knowledge-led business and technology is pivotal to everything we do

Legal,Regulation,Tax & Compliance