Managers of Wealth Fintech

Vizor Software Selected by the Securities Commission of The Bahamas

Securities Commission of The Bahamas goes live with Vizor regulatory supervision software

Tighter rules unveiled for HK platforms and robo-advisers

The regulator has also suggested that online platform providers may be forced to sign post extra warnings to investors about the risks of such products before the point of sale or advice.

Dubai Commodities Clearing Corporation Launches ‘ActiveRisk’ Risk Management System

DCCC also offers Clearing Members the option of settlement in multiple currencies along with accepting a wide range of collaterals against margins.

Fintechs fight plan to bar screen scraping and protect European banks

It can also be used to steal data or, depending on your point of view, legitimately gather business intelligence.

Will EU’s new data reg hit your bank?

These regulations apply not only to banks and financial service companies in Europe, but also to U.S. banks that offer any services to EU residents and vice-versa.

Old Mutual Ends Contract With IFDS, Chooses FNZ

Management estimate this would have cost in excess of a further £50 million and taken a further two years post migration to deliver.

India to see regulations for fintech space soon

Over the next quarter, insurtech may come into its own in India, according to the report.

KPMG sees robots taking over tax compliance

The tax profession is ripe for digital disruption.

Firms need to embrace technology to ensure robust anti-money laundering procedures

AIB was reprimanded for and admitted to six breaches of the Criminal Justice (Money Laundering & Terrorist Financing) Act 2010 (CJA 2010).

State Banking Regulators Sue Feds Over Fintech Charter Proposal

The state regulators claim the comptroller’s office, led by Thomas Curry, lacks authority to create a special-purpose charter without approval from Congress.

British hacker stole $700,000 from Australian business, spent it on luxury lifestyle

Investigators discovered that Molloy was spending the money on expensive cars and jewellery in Surrey and west London, with the account emptied of all its funds.

UBS Banks On Microsoft Azure To Drive Digital Transformation

Azure’s compliance portfolio also means that USB can move to the cloud safe in the knowledge that it is meeting current compliance requirements, as well as having the ability to plan for future regulations.

MiFID II: from challenge to opportunity by James Corcoran, Kx Systems

Perhaps the biggest challenge that firms will face is that of data capture.

Debevoise Offers Guidance on BEPS Challenge with New Website

BEPS endeavours to fundamentally change the global tax landscape through a series of 15 action plans.

Regtech: The last line of defence against raging forces of finance

Dalton was explaining how blockchain technology, for example, is being examined by a number of banks to ensure compliance reporting and create an indelible record of what is happening.

Robots v regulators: Digitalisation in fund management

For a growing number of fund administrators, digitalisation is helping to offset the challenges of competition, cost and compliance.

Turkey Tweaks Government Financial Support Scheme for Technological Products

Products developed using equity capital were previously only eligible to be included in the Scheme if they are patented.

UK government takes regtech delegation to New York

The timing is great for us as we are building out our service to cover the USA

Reward staff who spot cyber attacks

We need to stop using a staff policy as the sole baseline for security training.

Regulation Of Electronic Payment Service Providers In Switzerland

A dynamic Swiss FinTech industry should contribute significantly to the quality and competitiveness of Switzerland as a financial center.

Legal,Regulation,Tax & Compliance